Legal basis and forms
Legal Acts
Ordinances
FMA-Instructions
- Annex 1 to FMA Instruction 2024/1 - TT registration application form
- Annex 2 to FMA Instruction 2024/1 - Assessment of reliability
- Annex 3 to FMA Instruction 2024/1 - Assessment of technical suitability
- Annex 4 to FMA Instruction 2024/1 - Declarations of any pending proceedings
- Annex 5 to FMA Instruction 2024/1 - Due diligence concept checklist
- Annex 6 to FMA Instruction 2024/1 - Notification of functions under the Due Diligence Act
FMA Instruction 2020/3 – Reporting and notification requirements under the TVTG
FMA Instruction 2018/7 – General and sector specific interpretation of the due diligence law (currently only available in German)
Forms
Forms can be found here.
Further information on due diligence obligations can be found in the Anti-Money Laundering and DNFBP Division.