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 |Regulation Legal foundations for financial intermediaries

Legal foundations for financial intermediaries

Banking Division

  • Banks and investment firms
  • E-money institutions
  • Payment institutions

Insurance and Pension Funds Division

  • Insurance undertakings
  • Insurance intermediaries
  • Pension schemes
  • Pension funds

Securities and Markets Division

  • Management companies and funds under the IUA
  • Management companies and UCITS under the UCITS Act
  • Asset management companies
  • Alternative investment fund managers under the AIFM Act

Other Financial Intermediaries Division

  • Trustees and trust companies
  • Auditors and auditing companies
  • Persons according to 180a Act
  • Patent lawyers and patent law firms
  • Persons subject to due diligence according to Art. 3, (3) DDA

Due diligence

  • Due Diligence Act
  • Due Diligence Ordinance
  • FMA Guideline 2013/1
  • FMA Communication 2015/7

 

  • Regulation
  • Legal foundations for financial intermediaries
  • Anti-money laundering
  • Cyber security
  • Regulatory projects
 
Contact
Financial Market Authority Liechtenstein
Landstrasse 109, P.O. Box 279
9490 Vaduz, Liechtenstein

Telephone +423 236 73 73
Fax +423 236 72 38
E-Mail info@fma-li.li
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