Regulation / Legal basis
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Communication •Banken •(gemischte) Finanzholdinggesellschaften •E-Geld-Institute •Zahlungsinstitute •Wirtschaftsprüfer/Wirtschaftsprüfergesellschaften •BankG •CRR •EGG •ZDG •FKG
FMA Communication 2013/07
Guarantee in respect of the proper conduct of business (0.23 MB)
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Annex 2
Information concerning the application for the grant of a banking licence (0.08 MB)
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Instruction •(gemischte) Finanzholdinggesellschaften •Banken •BankG
FMA Guidance 2022/5
Licensing of a financial holding company or mixed financial holding company (0.24 MB)
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Annex 2
Licence checklist (mixed) financial holding company (0.07 MB)
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Instruction •Banken •Wertpapierfirmen •Versicherungsunternehmen •Vermögensverwaltungsgesellschaften nach VVG •Hypothekarkreditrichtlinie •VVG •VersAG •VVO •Solvency II-Richtlinie •BankG •
FMA Guidelines 2017/20
Prudential assessment of qualifying holdings (0.36 MB)
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Annex 2
Checklist (0.11 MB)
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Instruction •Banken •SAG
FMA Guidelines 2024/2
Provision of data for resolution purposes (0.21 MB)
Further information available in German.